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By
Frank Owarish, Ph.D.
ABSTRACT
Public administration
as generally covered in the curriculum refers to national public administration;
the subject is in this context mostly national in scope. Another subject
with good coverage in curriculums is comparative public administration,
understood as a comparison of public administration in various national
settings. An area much neglected albeit practically not covered is public
administration seen from an international perspective; this is amazingly
so in a world which is increasingly international in nature and where
international organizations play an important role. The Department of
Public Management of John Jay College of Criminal Justice of the City
University of New York launched an initiative four years ago to study
international public administration as such; as a result the area was
scouted and defined and since then has been included as a regular part
of the curriculum. The purpose of this article is to share this experience
for the benefit of those who feel that it is inadequate in the world of
today to deal with public administration only with a national perspective.
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INTERNATIONAL
PUBLIC ADMINISTRATION MANAGEMENT
THE NECESSARY COMPLEMENT TO NATIONAL PUBLIC
ADMINISTRATION MANAGMENT
INTRODUCTION
Public administration as generally covered in the curriculums refers to
national public administration. The subject is in this context mostly
national in scope. Another subject with relatively good coverage in curriculums
is comparative public administration, understood as a comparison of public
administration in various national settings. An area much neglected albeit
not adequately covered is public administration seen from an international
perspective; this is amazingly so in a world which is increasingly international
in nature. The predicament was captured in the "Postcards from the
Edge: Reflections on International and Comparative Administration at Mid-Life'
compiled by Tjip Walker and Derick W. Brinkerhoff (www2.hawaii.edu/~fredr/tjip.htm)
wherein it is stated that "The sub-field of international and comparative
administration stands on the edge between yesterday and tomorrow. Behind
are the youthful years that saw its birth in the 1950s and its recognition
as a sub-discipline with the creation of the Section on International
and Comparative Administration in 1971. In these early years the emphasis
was initially on the transfer of American public administration based
on assumptions of universal applicability. Later the focus shifted towards
exploring the distinctiveness of the sub-field".
The Department of Public Management of John Jay College of Criminal
Justice of the City University of New York launched an initiative four
years ago to study international public administration as such; as a result
the area was scouted and defined and since then International Public Administration
has been introduced as a distinct and a regular part of the undergraduate
curriculum (in fact one of the core subjects). The purpose of this article
is to share this experience for the benefit of those who feel increasingly
that it is inadequate in the world of today to deal with public administration
only in its national dimensions.
Note: The American Society for Public Administration (ASPA) has a Section
on International and Comparative Administration (SICA); the aims of SICA
are provided in Appendix 1, along with the specifics of the SICA web site
and the ways used by SICA to further communications among those interested
in issues of international and comparative public administration.
A.
BASIC PREMISES
Public policies formulated in a national setting affect policies made
in international arenas and vice versa. It is hard to imagine the US defining
its energy policies without taking into account of policies defined in
the context of OPEC, for example. Similarly national policies have to
be so defined and geared to have the necessary input or impact on international
policies. The interaction of national and international policies is thus
concrete and real. The US policies on AIDS could certainly be of benefit
to international policies on AIDS.
In the International Campaign Supplement (ASPA's Public Service, 60th
National Conference, April 101-14, 1999) Fred Riggs stated that "Public
Administration in America is heavily influenced by globalization - many
agencies confront international problems that affect their operation,
and increasingly transnational organizations develop policies and programs
that impact Americans and affect our domestic activities"; and further
that "We can also think about how some administrative functions have
moved upwards to international organizations or regimes, while others
are moving downwards, not only to states in our federal system, but also
to autonomous nations, such as indigenous peoples. This means that intergovernmental
relations at all levels are becoming more complex and important".
In the same Supplement, Derick Brinkerhoff and Tjip Walker in SICA Looks
Ahead: Perspectives on the Future of International and Comparative Administration
stated that "Global trends for the next millennium point toward more
integrated markets and economies, more democratic politics and governance
structures, greater reliance on information technologies, and fuller awareness
of a shared ecological destiny. This suggests a future of greater complexity,
increasing demands on available resources, and even more integration across
national and regional borders. They also suggest a future where international
dimensions of public administration will be increasingly important and
where the need for innovative solutions to public management problems
will be acute" (emphasis added).
B. THE JOHN JAY EXPERIENCE
The John Jay experience has been informally shared within the framework
of the annual conference of the New York State Political Science Association
and attracted a lot of interest. The International Public Administration
course at John Jay (PAD 260) starts with a look at policies with their
national and international angles and the interaction of the two arenas.
The course looks at the various fora where international policies are
made, more importantly that of the United Nations. Consideration is given
to regional fora as well, for instance the European Union, ASEAN, APEC
and so on. The mechanics of policy formulation along with processes including
inputs from national actors and the resulting products are covered. This
cluster of subjects is followed by the implementation mechanics, processes
and actors, namely the international and regional organizations and the
instrumentalities they use ranging from programs to operations.
If the interaction of politics and administration warrants attention
in the national context, this is even more justified in the international
context where the political players are multifarious; in the national
context, one has to deal with one government, whereas in that of the UN
there are one hundred and eighty-nine governments each with its agenda
and interest to take care of. The systems which exist to support the formulation
and implementation of international policies warrant attention in the
sense that the actors here, just as in the national context, have a bearing
both on the formulation process and that of implementation as well. International
public management systems are complex indeed. There are planning, budgeting,
resource management components along with control and oversight and these
are correspondingly more complex than those found in the national settings.
The activities are undertaken through a vast network of organizations
mirroring hundreds of multinational companies. The activities affect a
very broad range of subjects ranging from air travel to public health,
e-commerce, domain names on the Internet, telecommunication around the
world, labor standards and so on and so forth.
It is hard to imagine someone working in a national public administration
having to contribute to national policy making on energy and not having
heard of OPEC and how that organization functions. It is a fact that the
US Department of State is responsible for policies of the US in its interactions
with other nations in the world; the State Department however relies upon
inputs from the other substantive departments and agencies and very often
the departments and agencies interact with their international counterparts
directly; everybody would remember Energy Secretary Bill Richardson negotiating
with the influential members of OPEC so as to bring about a favorable
outcome to the international supply of oil.
C. THE PAD 260 SYLLABUS
The following is the syllabus of the PAD 260: International Public Administration
course offered at the undergraduate level:
PAD 260-01 International Public Administration
Classroom: 3326N; class days/time=Mondays & Wednesdays:18.25-19.40
Prof. Frank Owarish; office=XXX; office hour's=Tuesdays:YYY
Telephone=ZZZ
Course objective:
to provide an opportunity to students to acquire a comprehensive conceptual
knowledge of the approaches used in managing international public organizations,
programs and operations, from policy making to policy implementation and
from strategy definition and planning to day-to-day management, with a
special focus on the United Nations and related organizations. Students
will be briefed on how to access relevant material on the Internet.
Textbook:
Frank Owarish: International Public Administration Compendium, 1997.
Recommended reading:
1) A collection of books, reports, studies and documents have been
placed in reserve in the John Jay College Library (International Public
Administration Core Collection)
2) Documents on web sites shown on attached list
Course outline
and schedule:
Wed: 9/3 - The international arena: the States, the international
organizations; handling of international issues and problems: the international
community; interdependence; public administration: national vs. international
(policy formulation and implementation); the United Nations as a major
player in international public administration (reading: Section 1)
Mon: 9/8 - Policy formulation in international public administration:
case study of the United Nations (General Assembly and Security Council)
and of the World Bank (reading: Section 2)
Wed: 9/10 - Policy implementation in international public administration:
the modalities (reading: Section 3)
Mon: 9/15 - Computer-communications systems as managerial tools plus
briefing on accessing relevant material on the Internet (reading: Section
4)
Wed: 9/17 - The boundary of politics and administration; the international
secretariat; the international civil service; roles of the International
Civil Service Commission (reading: Section 5)
Mon: 9/22 - Implementing substantive (programs and operations)
and support activities (reading Sections 6 and 7)
Wed: 9/24 - Hands-on Internet briefing (Library Class Room)
Mon: 9/29 - Planning and budgeting of programs for substantive
and support activities (reading: Section 8)
Mon: 10/6 - Planning and management of UN technical assistance
programmes and projects (reading: Section 17)
Wed: 10/08 - Assisting developing countries in their effort to
develop their human resources: the UN fellowship system (reading: Section
17)
Wed: 10/15 - Mid-semester exercise
Mon: 10/20 - Managing humanitarian operations (reading: Section
11)
Wed: 10/22 - Managing peace-keeping operations (reading: Section 12)
Mon: 10/27 - Managing emergency operations; early warning systems
(reading: Section 13)
Wed: 10/29 - Managing non-governmental organizations (reading:
Section 14)
Mon: 11/03 - Managing an agency and public-private sectors partnership
(reading: Section 15)
Wed: 11/05 - Managing complex international operations; interagency
cooperation and cooperation with NGOs and national organizations (reading
Section 16)
Mon: 11/10 - Managing programmes aimed at promoting democracy and
human rights in the world
Wed: 11/12 - Managing organizations in a worldwide context: centralization,
decentralization, coordination
(reading: Section 18)
Mon: 11/17 - Managing organizations in a worldwide context: cooperation
and communication between headquarters and field offices and operations;
staffing of hardship duty stations; security arrangements (reading: Section
19)
Wed: 11/19 - Review of current issues in international public administration
(reading: Section 20)
Mon: 11/24 - Interactions among nations: multilateral and bilateral;
international and regional; managing regional organizations (reading:
Section 21)
Wed: 11/26 - Accountability and responsibility of international program
managers, operation managers and support managers (reading: Section 22)
Mon: 12/01 - Managing international organizations, programs and
operations through subcontracting, out sourcing and direct execution (reading:
Section 23)
Wed: 12/03 - Internal and external oversight systems (reading:
Section 24)
Mon: 12/08 - Restructuring international organizations and streamlining
of programs and operations and support systems (reading: Section 25)
Wed: 12/10 - Review of Sections 1 to 12
Mon: 12/15 - Review of Sections 13 to 25; briefing about the final
examination
Wed: 12/17 - Final examination
Assessment:
2 projects/case studies (2x10)=20%
Mid-semester exercise=25%
Term-paper/research paper=15%
Final examination=30%
Attendance and participation=10%Web Sites on the Internet
Web
Sites:
United
Nations
UN
Around the World
Reform
at the UN
United Nations System of Organizations
North
Atlantic Treaty Organisations
Ford
Foundation
Amnesty International
Organization
of American States
African Union
Association
of South East Asian Nations
International
Committee of the Red Cross
International
Federation of Red Cross and Red Crescent Societies
The
Carter Center
Peace
Corps
D.
WHAT IS NEW IN INTERNATIONAL PUBLIC MANAGEMENT
1) The quiet management revolution at the United Nations
The United Nations is better known for politics and diplomacy and not
so much as an organizational venture operating on a world-wide basis facing
daily challenges to get things done in far away and difficult places.
In fact, the United Nations faces the greatest management challenges on
earth. A quite revolution has been going on; the United Nations just like
its Member Governments is involved in re-inventing itself. The UN Secretary-General,
the equivalent of the Chief Executive Officer of a large multinational
corporation, has stated that the management transformation is a process
not an event. In effect, the UN is mirroring what private sector organizations
do all the time, that is to keep on re-engineering themselves to face
ongoing challenges.
2) How is the United Nations transforming itself
The challenge is the nature of the organization itself and its underlying
culture. The Organization was set up at the time of its creation according
to the bureaucratic model, the model considered at the time to be the
best form of large-scale public organization. Over time that bureaucratic
organization grew commensurate to the demands placed upon it by the Member
States. The prevailing organizational culture was administrative and legalistic
functioning according to a body of regulations and rules; as the organization
grew in size and complexity, the body of regulations and rules grew commensurately.
Over the years, the
Organization has largely tries to improve itself and has gone through
many reforms but perhaps none as radical as the one started in the early
1990s, period during which the Member States themselves faced budget difficulties
and became involved in searching for better ways to get things done. In
one of the speeches made to the United Nations General Assembly, President
Bill Clinton stated that the United Nations should consider re-inventing
itself just like the Member States including the United States were having
to as a matter of necessity. The United Nations is fortunate in this regard
to benefit from the services of Joseph Connor as head of the Department
of Management since the early 1990s. Joseph Connor came to the UN from
the private sector where he served as CEO of a well-known management consulting
company. He came to the UN very well equipped indeed to the position of
Under Secretary-General for Administration and Management.
Under the Charter of the United Nations, the Secretary-General of the
UN is stated as being the Chief Administrative Officer of the Organization
with vast administrative powers which in effect is exercised by the right
hand person in the position of USG for Administration and Management.
So, Joseph Connor came to a very strategic position. However, the task
of bringing about management change in an organization having a board
of directors consisting of 189 Member States is not an easy one. When
Joseph Connor launched the re-inventing/re-engineering venture, he was
accused in some political quarters of pushing for the US agenda. Despite
the setback, Joseph Connor continued his effort albeit on a less visible
manner, in effect transforming the exercise into a quiet management revolution.
He had the support of the Secretary-General and the respect of his colleagues
Under Secretaries-General all interested in making the organization more
productive and knowing very well that if there were anyone in the world
who could do that job the person was Joseph Connor.
The Secretary-General has enormous powers as Chief Administrative Officer
and can undertake changes on the basis of authority already entrusted
to him by the Member States. In practice of course the Secretary-General
even if he does not need legislative approval in all instances always
tries to bring the Member States on board so to speak. Joseph Connor introduced
the re-invention workshops which each department and office undertook;
these are equivalent to the re-invention labs known in other quarters.
Once the managers became involved in these re-invention exercises they
all saw the advantages of the opportunities of being able to bring about
positive improvements to their work and that of the their teams.
The elements of a new management culture were thus introduced. Joseph
Connor convinced the Secretary-General to drop the administrative part
of the designation administration and management and the Department of
Administration and Management became known as the Department of Management.
This was more than a change in designation; it was a change in mentality
and a cultural change from being bureaucratic and legalistic to management
and results-oriented; rules and regulations have to be streamlined; in
effect the ambiance became one of 'deregulation' so to speak and from
then on to rely on policy and operating procedures which are more dynamic
in nature and can be changed on an ongoing basis in the light of experience.
The improvement exercises are now part of an ongoing organizational dynamics
and transformation.
To consolidate this effort, an experiment has been introduced recently
called results-based budgeting; in other words, managers have now to be
conscious of the outcomes they expect to achieve with the budgetary resources
that they request and the budgetary requests have to be supported by justifications
as to the outcomes to be achieved, no longer looking just at activities
to be carried out but at expected results.
3) Concluding thoughts
The management transformation is a success story. There will perhaps always
be setbacks in far away places because of difficulties in operating conditions,
human deficiencies, lack of resources and sheer politics; however, the
management systems are at their best and the opportunities are there for
the managers to achieve results and make the world a better place, if
not less bad today than it was yesterday or prevent it from getting from
bad to worse.
E. IDENTIFICATION OF THE ELEMENTS OF AN INTERNATIONAL PUBIC ADMIN. PARADIGM
The author of this article was involved in the international public administration
curriculum project at John Jay College and subsequently called upon to
teach the course on the subject; he found that there was no adequate textbook
on the subject and so he used the research material for the curriculum
development project to produce an international public administration
compendium/course pack; the material is empirical in nature as it tries
to capture the reality of international public administration out there.
Based upon the curriculum and teaching experience, it is now possible
from that empirical base to postulate the elements of an international
public administration paradigm:
1) The world is becoming increasingly globalized characterized
by complex interdependence and greater reliance on international regimes
and the need for public policies, both nationally and internationally
to manage situations involving cooperation, competition and conflict in
an ongoing manner; one of the challenges to policy makers in both settings
is the need to achieve consonance and/or reduce dissonance between policies
formulated and implemented in the two domains as these increasingly interrelate
and overlap; it is not enough merely to compare what is taking place in
various countries or regions of the globe. It is essential to examine
the way that nation-states, regional bodies and international institutions
deal with one another. These external actions shape domestic policy making
and influence the environment of public administration at all levels.
National decisions to participate in international and regional institutions
are taken at the cost of reduced independence and flexibility with the
benefit however for the nations to achieve goals collectively that are
not feasible unilaterally (cases in point NAFTA, European Union, ASEAN);
2) International public administration is different from international
politics just like national public administration is different from national
political science, i.e., in focus and scope. International public administration
is also different from international relations in the sense that the former
looks at the accomplishing side of international organizations and the
latter does not have such a managerial focus. International public administration
has its well-defined niche but is not currently receiving the attention
that it deserves both at the national and international levels.
* * *
APPENDIX 1
SICA - Home Page: www.uncc.edu/stwalker/sica/
Welcome to SICA-Web, July 1, 2000
The Section on International and Comparative Administration (SICA) groups
those members of the American Society for Public Administration (ASPA)
committed to introducing an international and comparative perspective
into public administration practice and academic discourse. SICA offers
a forum for practitioners, teachers, researchers, and consultants to share
experiences and to reflect on challenges facing the field worldwide.
This web-site is
intended to further that mission. Specifically, SICA aims to:
Facilitate professional networking;
Identify "best practices" in worldwide public administration
and management;
Link professional and technical resources to adapt "best practices"
to diverse cultural and institutional contexts, both in the U.S. and overseas;
Support research and publishing on international/comparative public administration
and management topics;
Stimulate, develop, and disseminate teaching and consulting materials
in the field;
Build student interest in the field of international/comparative administration;
and
Support young professionals entering the field.
SICA members are dedicated to meeting the global challenges of the
21st Century.
We will build administrative and managerial capacity for societal transformation
in the areas of democratization, the free market economy, security and
political alliances.
Explore the potential for innovative institutional arrangements, such
as public-private collaboration/partnerships.
Develop innovative administrative and operational responses to trans-boundary
global problems, such the
environment, terrorism, HIV/AIDS, ethnic conflict, and drug abuse.
Integrate international,
comparative knowledge and approaches into public administration training
and all sectors of government. Respond to global economic interdependence
by expanding professional, scientific, and cultural exchanges worldwide.
Membership: If you support these aims, please consider becoming a member
of SICA. Dues are $15 per year in addition to membership in ASPA. Membership
has its benefits, including a subscription to the section newsletter,
access to occasional papers, and a copy of the membership directory.
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